A giant hole is ripped in the side of a skyscraper. Smoke and flames pour out and debris tumbles into the street. Clouds of smoke billow upwards and burning embers rain down. Plumes of dust and smoke blot out the sun, darkening the city skyline. In the foreground, a figure stands defiantly, his confrontational gaze burning with dark intensity.
This imagery is hauntingly familiar. The flaming wing-shaped hole in the side of the building, the smoke-darkened sky, and flaming debris all conjure up painful memories. “Welcome to a World Without Rules,” the caption reads dramatically. Yet this striking image does not come from any news report, documentary or amateur video clip. The disturbing scene captured in this picture exists only in the realm of imagination - on a promotional poster for the most recent Batman
film,
The Dark Knight (2008).
The parallels between this poster and the events of 9/11 are so striking and visceral that they prompted the London Times to ask, “Has the new Batman plundered its plot from 9/11?” The Times, which calls Gotham City “New York’s alter ego,” draws abundant parallels between the film and the real world concerns of a post-9/11 American society:
The imagery here is blatant: firefighters framed in tableau against the smouldering rubble of Downtown; politicians cashing in on the paranoia; bound hostages used to relay demands on television; the extraordinary rendition of a foreign suspect; a crusade against an “evildoer” that turns more personal vendetta than reasoned response.
According to the Times, the film’s violent imagery, its tacit political commentary and even its characterization of Batman all evoke the traumas, struggles and moral quandaries central to 9/11 and the War on Terror. Likewise, the previous Batman film, Batman Begins (2005), displays an overt preoccupation with terrorism. From the use of fear as a weapon, to the plot to destroy Gotham’s most iconic skyscraper, the film allegorizes 9/11 in a way that is jarring in its bluntness.
These films, both co-written and directed by Christopher Nolan, are not alone in their engagement with modern-day anxieties about terrorism. In the seven years following September 11th, 2001, numerous novels, films, poems, plays, paintings and photographs have engaged the events in an attempt to transmute emotional responses and historical fact into a cohesive narrative. Some, such as Oliver Stone’s World Trade Center, have celebrated heroes of the tragedy. Others, such as Don DeLillo’s Falling Man, have endeavored to extract cultural meaning from these traumatic events.
While creative interpretations of September 11th have taken on numerous and varied forms, no genre deals more transparently and explicitly with the themes of 9/11 than the superhero narrative. For decades, figures such as Superman, Batman, and Spiderman have been fighting evil and criminality in fictional worlds that re-imagine American society and offer clear and unequivocal ideas of justice. The fantastical stories of these superheroes generate frameworks within which endlessly complex social issues can be disentangled to reveal pure and didactic cultural ideals, collapsing moral shades of gray into a black and white duality. The genre’s engagement with concepts of justice, evil and terror uniquely positions the superhero to comment on the events of 9/11. Superhero narratives allegorizing 9/11 possess the power to create analytical spaces in which reworked conceptions of terrorism, justice, and “good and evil” can be examined and tested.
The superhero film genre has grown explosively in the post-9/11 world. According to the Internet Movie Database, there were 39 superhero films released during the entire 1990’s. In contrast, there have been 45 superhero films released in the last five years, and there are a staggering 42 films planned for the next three., Of the all-time top-grossing films in the US, eleven of the Top 100 are superhero movies released after 9/11. As Peter Coogan, author of Superhero: The Secret Origin of a Genre, puts it, we are truly in the midst of a “superhero renaissance.” Furthermore, it would appear that 9/11 has something to do with this revival.
Through analysis of Christopher Nolan’s Batman Begins (2005) and The Dark Knight (2008), I intend to prove that this renaissance and the events of 9/11 are indeed related and that these films represent both a reassertion of and reflexive commentary on a cultural mythology that forms the foundation of the superhero genre and the American response to 9/11. Both Batman Begins and The Dark Knight, I argue, seek to explore and mitigate the trauma and anxiety associated with the terrorist attacks of September 11, 2001. The films work to establish the terrorist as the supreme form of evil, incorporating the events of 9/11 both thematically and allegorically to demonstrate the continued ascendance of Good over Evil. In the first film, Batman Begins, the worldview of the terrorist is explored through the character of Ra’s al Ghul, and a fantasy of conquering fear and preventing the attacks is enacted. In the second film, The Dark Knight, the terrorist is embodied by the Joker, who is dismissed as a nihilist and agent of chaos. Yet this film also explores the moral ambivalence about questionable tactics such as spying and torture that characterized the American reaction to 9/11. Batman Begins (2005) and The Dark Knight (2008) reveal a latent desire to prove the ascendency of the terrorist model only to subsequently defeat it, thus demonstrating the moral supremacy of American society. Yet these are also deeply self-conscious and reflexive works, critical of the American response to 9/11 and of the very process of cultural mythmaking itself. Despite the exploration and defeat of terrorism that occurs within these films, they reveal a deep-seated cultural anxiety about the nature of the American response and a fear that fighting terrorism necessitates a fundamental compromise of American ideals.
Trauma & the Superhero
In order to make sense of the current Great Superheroic Reawakening, the genre itself must first be deconstructed and rigorously defined. According to Peter Coogan, the superhero genre emerged in 1938 with the creation of Superman and has since been a stable if mutable aspect of American popular culture. Over the course of the 20th century, the superhero genre (in comic books, television and film) has experienced sporadic cycles of celebrity and disrepute. Batman himself has enjoyed periods of great success (as with the enduring popularity of the comic series), mixed reception (as with the campy 1960’s television show that was both popular and widely ridiculed), and outright failure (as with the generally reviled box-office flops Batman Forever and Batman & Robin of the 1990’s). Batman, like the superhero genre itself, has indeed led a varied existence and is now in the midst of an intense revitalization.Continued on Next Page »
1.) Nolan himself refers to Gotham as “New York on steroids.” Cotta Vaz, Mark. The Art of Batman Begins: Shadows of the Dark Knight. San Francisco, CA: Chronicle Books, 2005, pg. 58.
2.) Dawson, Jeff. “Has the New Batman Plundered It’s Plot from 9/11?” London Times. July 20, 2008. http://entertainment.timesonline.co.uk/tol/arts_and_entertainment/film/article4352512.ece, January 30, 2009.
3.) These include several films of the Burton/Schumacher franchise: Batman Forever (1992), Batman Returns (1995) and Batman and Robin (1997). Others prominent examples are films such as The Mask (1994), Teenage Mutant Ninja Turtles (1990), Spawn (1997), and Blade (1998).
4.) Internet Movie Database, www.imbd.com, January 22, 2009.
This statistic is derived from three separate searches on the Internet Movie Database. The search parameters were as follows: 1) films created and released in the US, 2) films in English, 3) keyword: superhero, 4) excluding Direct to Video, TV series, Video Games and made-for-TV movies, 5) excluding obscure films (those with < 50 votes on IMDB.com).
5.) These include films of multiple successful franchises including Batman Begins (2005), The Dark Knight (2008), Spiderman 2 (2004), Spiderman 3 (2007), and X-Men: The Last Stand (2006). Other examples include Fantastic Four (2005), Superman Returns (2006), Iron Man (2008), The Incredible Hulk (2008) and Hancock (2008). Upcoming films of note include Watchmen (2009), X-Men Origins: Wolverine (2009), and Ironman 2 (2010), Spiderman 4 (2011) and an Untitled Batman Project (2011).
6.) Internet Movie Database, http://www.imdb.com/boxoffice/alltimegross, January 27, 2009.
In descending order, these include: The Dark Knight (#2), Spiderman (#8), Spiderman 2 (#11), Spiderman 3 (#16), Iron Man (#21), The Incredibles (#40), X-Men: The Last Stand (#57), Hancock (#62), X2 (#76), Batman Begins (#84), and Superman Returns (#89).
7.) Coogan, Peter. Superhero: The Secret Origin of a Genre. Austin, TX: Monkey Brain Books, 2006, pg. 1.
8.) Coogan, 75.
9.) Brooker, William. Batman Unmasked: Analyzing a Cultural Icon. London: Continuum Books, 2000.
10.) Quinn, Jeanne Follansbee. “Introduction.” Literature After 9/11. Ed. Ann Kiniston and Jeanne Follansbee Quinn. New York: Routledge, 2008, pg. 2.
11.) Caruth, Cathy. Unclaimed Experience: Trauma, Narrative and History. Baltimore: Johns Hopkins Press, 1996, pg. 6.
12.) Though it is unlikely that the dark Knight will surpass Titanic as the top grossing film of all time, a rerelease of the film and IMAX in time for the Oscars promises to boost total revenue well over 1 billion worldwide. Reuters.com. “Dark knight plans re-release for Oscar push.” http://www.reuters.com/article/entertainmentNews/idUSN1044022120080911, January 29, 2009.
13.) Ibid.
14.) Despite this success, The Dark Knight was not nominated for the Ocscar’s highest honor, Best Picture, an honor, which, by the end of this paper, I hope you will agree it deserved.
15.) Kimmel, Daniel. “The Batman We Deserve.” Batman Unauthorized. Ed. Dennis O’Neil. Dallas, TX: BenBella Books, 2008, pg. 166.
16.) Cotta Vaz, Mark. The Art of Batman Begins: Shadows of the Dark Knight. San Francisco, CA: Chronicle Books, 2005, pg. 18.
17.) Anders, Lou. “Two of a Kind.” Batman Unauthorized. Ed. Dennis O’Neil. Dallas, TX: BenBella Books, 2008, pg. 27.
18.) Brooker, William. Batman Unmasked: Analyzing a Cultural Icon. London: Continuum Books, 2000.
19.) As a result of these abundant and varied interpretations of Batman, it is far more useful to consider a schematic outline of Batman rather than an “authentic” origin story. In Batman Unmasked, Will Brooker distills the complexities of Batman into a “basic template,” consisting of six essential characteristics. For the purposes of this thesis, I will assume the general validity of this template over time and avoid any claim of an “authentic” or “original” Batman. Though there certainly exists a specific genesis of the character, it is unproductive to claim an “authentic” Batman given the character’s numerous forms and reincarnations. For example, what many regard as Batman’s “authentic” quality of dark brooding intensity is actually an artifact of reinventions themselves including Tim Burton’s Batman and Batman Forever and Frank Miller’s Batman: The Dark Knight Returns. It is my goal to discuss how the mutability of the Batman character laid the groundwork for a period of rebirth in the aftermath of 9/11. Brooker’s essential characteristics are as follows:
1) Batman is Bruce Wayne, a millionaire who dresses in a bat-costume and fights crime.
2) He has no special powers but is very fit and strong, and very intelligent.
3) He lives in Gotham City.
4) He fights villains like the Joker.
5) He fights crime because his parents were killed when he was young.
6) He is often (thought not always) helped by his sidekick, Robin.
For the purpose of this thesis, I will consider these attributes as the “fixed framework” around which the mythic character of Batman has varied over time.
Brooker, pg. 42-56.
20.) Ibid., pg. 33.
21.) Cotta Vaz, pg. 22.
22.) Faludi, Susan. The Terror Dream: Myth and Misogeny in an Insecure America. New York: Picador, 2007, pg. 361-2.
23.) Coogan, pg. 125.
24.) Lawrence, John Shelton and Robert Jewett. The Myth of the American Superhero. Grand Rapids, MI: W.B. Eerdmans, 2002, pg. 24.
25.) Ibid., pg. 22.
26.) Ibid., pg. 47.
27.) Ibid., pg. 48.
28.) Rusch, Kristine Kathryn. “Batman in the Real World.” Batman Unauthorized. Ed. Dennis O’Neil. Dallas, TX: BenBella Books, 2008, pg. 200.
29.) Tate, Chuck. “An Appetite for Destruction.” The Psychology of Superheroes: An Unauthorized Exploration. Ed. Robin S. Rosenberg. Dallas, TX: BenBella Books, 2008, pg. 141.
30.) Lawrence and Jewett, pg. 363.
31.) Ibid, pg. 363.
32.) Bush, George. “International Campaign Against Terror Grows.” Washington, D.C. September 25, 2001.
33.) Sontag, Susan. “Talk of the Town.” The New Yorker. http://www.newyorker.com/archive/2001/09/24/010924ta_talk_wtc, February 12, 2009.
34.) "Refuser Le Manichéisme." Le Monde 15 septembre 2001.
35.) Faludi, pg. 60.
36.) Ibid.
37.) Siegal, Jerry and Joel Schuster. Superman Archives. Volume 1. New York: DC Comics, 1989, pg. 9, 61.
38.) It is important to note that the character Ra’s al Ghul originated well before 9/11. He first appeared in Batman issue #232 in 1971. Thus, it is not his characterization but his selection as the primary villain that indicates the character’s resonance with 9/11 themes.
39.) Kane, Bob. Batman: The Dark Knight Archives. Volume 3. New York: DC Comics, 1992. Pg. 19, 36.
40.) Coogan, pg. 77.
41.) Merriam Webster Online. “Terrorism.” http://www.merriam-webster.com/dictionary/terrorist, February 1, 2009.
42.) Ganor, Boaz. “Defining Terrorism.” Police Practice & Research. Dec 2002, 3:4, pg. 290.
43.) Ibid.
44.) Bongar, Bruce. “The Psychology of Terrorism: Defining the Need and Describing the Goals.” Ed. Bruce Bongar. New York: Oxford University Press, 2007, pg. 3.
45.) Cotta Vaz, pg. 116.
46.) Batman Begins. Dir. Christopher Nolan. Warner Brothers Entertainment, 2005.
47.) Kane, Bob. Batman: The Dark Knight Archives. Volume 1. New York: DC Comics, 1992, pg. 11.
48.) Cotta Vaz, Mark, pg. 89.
49.) It is important to note that Henri Ducard and Ra’s al Ghul are one and the same. Wayne initially trains with Ducard who reappears later and whose true identity is revealed.
50.) Batman Begins. Dir. Christopher Nolan. Warner Brothers Entertainment, 2005.
51.) As Baudrillard writes in The Spirit of Terorism, “The hysteria spreads spontaneously by instantaneous crystallization, like a chemical solution at the mere contact of a molecule.”
Baudrillard, Jean. The Spirit of Terrorism. New York: Verso, 2002, pg. 33.
52.) Kane, Bob. Batman: The Dark Knight Archives. Volumes 1, 2. New York: DC Comics, 1992.
53.) Batman #404. June 1971. New York, NY: DC Comics, 1971.
54.) Batman #232. June 1971. New York, NY: DC Comics, 1971.
55.) Batman Begins. Dir. Christopher Nolan. Warner Brothers Entertainment, 2005.
56.) The 9/11 Commission Report. New York: St. Martin’s Press, 2004, pg. 76-77.
57.) Ironically, Osama bin Laden has urged his followers to take on “the head of the snake” by attacking America rather than Israel, local leaders, or other supposedly secondary targets.
The 9/11 Commission Report, pg. 84.
58.) Ra’s al Ghul first appearance is in 1971 in issue #232 of the Batman series. Though Ra’s has reappeared in other issues and other comic series, he has never had a substantial recurring role in Batman comics.
59.) Marano, Michael. “Ra’s al Ghul: Terrorist as Father Figure.” Batman Unauthorized. Ed. Dennis O’Neil. Dallas, TX: BenBella Books, 2008, pg. 80-81.
60.) The Dark Knight. Dir. Christopher Nolan. Warner Brothers Entertainment, 2008.
61.) Kane, Bob. Batman: The Dark Knight Archives. Volumes 1, 2, 3, 4. New York: DC Comics, 1992.
62.) Batman. Dir. Tim Burton. Warner Brothers Entertainment, 1989.
63.) The Dark Knight. Dir. Christopher Nolan. Warner Brothers Entertainment, 2008.
64.) The Dark Knight. Dir. Christopher Nolan. Warner Brothers Entertainment, 2008.
65.) Ibid.
66.) Ibid.
67.) Bin Laden, Osama. Messages to the World: The Statements of Osama Bin Laden. Ed. Bruce Lawrence. New York: Verso, 2005.
68.) Dark Knight. Dir. Christopher Nolan. Warner Brothers Entertainment, 2008.
69.) Perez-Rivas, Manuel. “Bush vows to rid the world of ‘evil-doers.’” CNN.com. http://archives.cnn.com/2001/US/09/16/gen.bush.terrorism/, February 7, 2009.
70.) Baudrillard, pg. 4.
71.) Baudrillard, pg. 10.
72.) Baudrillard, pg. 19.
73.) Faludi, pg. 277.
74.) Schumacher’s Batman films, Batman Forever (1995) and Batman & Robin (1997) are widely regarded as detrimental to the character. Anders calls these films “universally loathed” and describes them as “decadent, incoherent, and overblown.”
Anders, pg 22.
75.) Batman Forever. Dir. Joel Schumacher. Warner Bros. Pictures, 1995.
76.) Dark Knight. Dir. Christopher Nolan. Warner Brothers Entertainment, 2008.
77.) Anders, pg. 24.
78.) Tate, Chuck. “An Appetite for Destruction.” The Psychology of Superheroes: An Unauthorized Exploration. Ed. Robin S. Rosenberg. Dallas, TX: BenBella Books, 2008.
79.) Rusch, Kristine Kathryn. “Batman in the Real World.” Batman Unauthorized. Ed. Dennis O’Neil. Dallas, TX: BenBella Books, 2008, pg. 206.
80.) Although comparisons between George W Bush and Batman are certainly compelling and further indicate the validity of the relationship between 9/11 and Batman, it is not my goal to dwell on the parallels between them. Explicit comparison between these two figures, though entertaining and somewhat difficult to resist, does little to explore the broader cultural rational for the incorporation of 9/11 into the Batman films. For further discussion of this topic, see Kristine Kathryn Rusch’s “Batman in the Real World.”
81.) Dark Knight. Dir. Christopher Nolan. Warner Brothers Entertainment, 2008.
82.) White, Mark. “Why Doesn’t Batman Kill the Joker?” Batman and Philosophy. Ed. Mark White and Robert Arp. Hoboken, NJ: John Riley & Sons, 2008, pg. 5.
83.) Rusch, Kristine Kathryn. “Batman in the Real World.” Batman Unauthorized. Ed. Dennis O’Neil. Dallas, TX: BenBella Books, 2008, pg. 200.
84.) Tate, pg. 144.
85.) Dark Knight. Dir. Christopher Nolan. Warner Brothers Entertainment, 2008.
86.) Ibid.
87.) It should be noted, for clarity, that Detective Gordon fakes his own death and later reappears for save Batman. This serves as yet another example of the lengths he will go to in order to catch the Joker, even allowing his family to believe that he is dead.
88.) Dark Knight. Dir. Christopher Nolan. Warner Brothers Entertainment, 2008.
89.) Ibid.
90.) Ibid.
91.) Dark Knight. Dir. Christopher Nolan. Warner Brothers Entertainment, 2008.
92.) Quinn and Keniston, pg. 2.
93.) The Dark Knight. Dir. Christopher Nolan. Warner Brothers Entertainment, 2008.
94.) Pinsky, Robert. “9/11.” http://www.washingtonpost.com/ac2/wp-dyn/A37772-2002Sep4?language=printer, January 28, 2009.
95.) Baudrillard, pg. 20.
96.) Nietzsche, Friedrich. “Aphorism 146.” Beyond Good and Evil. Translated by Marianne Cowen. Plain Label Books, 1966, pg. 128.